Miscellaneous Fees cover a range of scenarios, including voluntary reorganizations, margin sell-out, physical trade settlement, and broker-assisted trading, among others. It’s important to familiarize yourself with these fees to better understand the potential costs that may arise in specific situations.
Domestic Voluntary / Post Actionable Reorgs | $50 / security |
International Voluntary / Post Actionable Reorgs | $100 / security |
Reorg Physical Processing Fee | $125 + transfer agent fee |
Margin Sell-Out Fee | $25 / ticket |
Forced Buy to Cover | $25 / ticket |
Non-transferable stocks | $10 / security / month |
Domestic Overnight / Certified Mail | $300 / request |
International Overnight / Certified Mail | $300 / request |
Physical Trade Settlement* | $300 / security |
Broker-Assisted Trading Fee** | $50 / security |
* Physical Trade Settlement Fees are for securities that are non-DTCC eligible and must be held as physical certificates. Transactions involving the Pacific Stock Exchange will incur an additional $300 fee per security. Please note that Redbridge does not accept physical securities for deposit into brokerage accounts.
** This is a fee charged for trades that require the assistance of a broker. Broker-neutral symbols cannot be traded directly through the app or online platform, so a broker must manually enter the order on your behalf. The fee for this service is $50 per security.
Processing and service fees assessed by our clearing firm and/or third parties may be passed through to the customer’s account. Some products and services may require additional fees or transaction minimums not specifically listed here. Prior to placing a trade or requesting any services, it is the customer’s responsibility to ask Redbridge Securities if any additional fees will apply. If a customer’s account lacks sufficient funds to cover charges, Redbridge retains the rights to liquidate positions or a prorated fee may be applied, and the account closed to prevent additional debits.